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Another Ranked-Choice Spoiler (Corrected version)


Paul Cohen
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Nearly this same article appeared here recently but I noticed an error in the example. This version corrects for this error.

Introductory presentations of ranked-choice voting (IRV) usually begin with a description of how magically it corrects for the spoiler effect. The example is a three-candidate race with two of the candidates so similar that they are difficult for voters to distinguish. These two candidates are supported equally by 60% of the voters.

Since plurality voting makes no accommodation for sharing support, voters must choose just one of the two very similar candidates and as a result, each of these two candidates are apt to get only 30% of the vote. This causes the third candidate to win the plurality election with 40% of the vote, despite the fact that sixty percent of the voters would have preferred either of the other two candidates.

Rather than avoiding the vote splitting. IRV corrects for it using multiple rounds of ballot counting. In effect, for the 30% of the votes that lose the first round have their votes transferred to the other of the two candidates for the subsequent and final round. While that may seem like a neat trick, the multiple rounds of vote counting introduce intricacies that complicate elections and introduce other problems.

We cannot even conclude from this one example that the spoiler effect is entirely eliminated by using IRV. In an earlier article of this series, we introduced an example of a spoiled IRV election with five candidates; but we might still wonder whether at least IRV avoids the spoiler effect when there are only three, and perhaps even four candidates.

The spoiler effect seems to never be clearly spelled out, but it would seem to be an election failure that stems from vote-splitting. In the example plurality election, the two similar candidates split the votes that could easily have gone to either one. But we might notice that in an IRV election there remains the problem that two similar candidates, A and B, will split in the sense that half of their (combined) voters will rank them in order as A, B while the other half will rank them as B, A. That appears to be an alternative way for the spoiler effect to resurface. Might we find an example of an election with a clearly anomalous outcome resulting from this more subtle sort of vote splitting?

Figure 1. The Ballot Results
Figure 1. The Ballot Results
(Image by Paul Cohen, screen capture from Excel Document)
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Consider the example election illustrated in Figure 1, 49,700 of the 100,000 voters prefer either A or B equally and this is a greater number than the 46,735 voters who prefer candidate C. There are a handful of 3,565 other voters who have slightly different preferences, but even these 3,565 voters list either A or B as their first choice. It seems apparent that most of these voters harbor some animosity toward candidate B. In any event, it should be clear that the rightful winner of the election should probably be A, but surely either A or B. It is the iterative counting of ballots with IRV that allows these few voters to play an outsized role in the election outcome.

Figure 2a. First Round of the IRV tally
Figure 2a. First Round of the IRV tally
(Image by Paul Cohen, screen capture from Excel Document)
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Figure 2b. The Second Round of IRV Tally
Figure 2b. The Second Round of IRV Tally
(Image by Paul Cohen)
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Figure 3. The Plurality Election
Figure 3. The Plurality Election
(Image by Paul Cohen)
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Figure 2a shows that A is eliminated in the first round, and Figure 2b shows how C is the winner in the ranked-choice election. Not surprisingly, Figure 3 shows the same outcome for a plurality election. And jumping ahead to Figure 6 we see that approval voting and its cousin, balanced approval voting, manage to avoid this particular demonstration of the spoiler effect. Both of these more successful systems avoid the vote splitting in the first place, rather than attempting to patch things up afterwards as IRV attempts to do.

Figure 4.  The approval Election
Figure 4. The approval Election
(Image by Paul Cohen)
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Figure 5. The BAV Election
Figure 5. The BAV Election
(Image by Paul Cohen, screen capture from Excel Document)
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Figure 4 shows the details of the approval vote-count and Figure 5 illustrates this for BAV. It is true that details of voting, especially for BAV, could be questioned. but I tried to make reasonable judgements in this regard. It seems impossible to confidently predict how voters might react, even to a change in the weather, much less a change in the voting system. Surely the voting as described is at least possible, even if not entirely predictable.

Figure 6. The Summary of Election Outcomes
Figure 6. The Summary of Election Outcomes
(Image by Paul Cohen, screen capture from Excel Document)
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What we have demonstrated with this example election is only that ranked-choice voting fails to eliminate the spoiler effect, even for elections with just three candidates. It is dangerous to generalize from one example, or even from several examples, to claim much more. This danger is demonstrated here by the apparently widespread belief that, because ranked-choice voting manages to dodge one style of spoiler effect then surely it avoids all spoiler effects. It would be as much of a mistake to conclude from this single election example that approval voting will always be as reliable a voting system as is BAV. An example of how wrong this conclusion would be can be found in an earlier article in this series.

There is much to be said in favor of BAV that cannot be said of the other systems discussed here. In the presence of a duopoly, BAV voters from each of the two dominant parties cancel the votes of the other, making a win by a third party a serious possibility; we might say that with BAV in use, a duopoly is and unstable situation, apt to be short in duration. With some confidence we can conclude that BAV will undermine any duopoly and the bitter polarization that the duopoly can create. Also, BAV avoids favoring candidates simply because they are famous, just as it avoids favoring candidates who are scarcely known. And BAV allows voters to freely express their opinions about each and every candidate without punishing candidates for abstentions and without forcing them to gamble regarding electability.

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Attended college thanks to the generous state support of education in 1960's America. Earned a Ph.D. in mathematics at the University of Illinois followed by post doctoral research positions at the Institute for Advanced Study in Princeton. (more...)
 

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